WHEN THE STATE RULES

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WHEN THE STATE RULES
Adam - Cranach, the Elder. Location: Norton Museum of Art

Adam – Cranach, the Elder. Location: Norton Museum of Art

Eve - Cranach, the Elder. Location: Norton Museum of Art

Eve – Cranach, the Elder. Location: Norton Museum of Art

 

NAZI-LOOTED ART AND THE ACT OF STATE DOCTRINE

Holocaust art recovery stories cry out for justice.  But what was the result when the dark stain of Nazi-seized art was laundered clean through the official acts of a valued WW II ally?

Federal Judge John F. Walter addressed this question when, on August 9, 2016, he dismissed an attempt by the current heir of Jacques Goudstikker to reclaim two 16th century paintings by Lucas Cranach, the Elder (“Adam” and “Eve”) from the Norton Simon Museum of Art at Pasadena.

The History

Our story starts in typical fashion for Holocaust art recovery cases.

Jacques Goudstikker was a Dutch Jewish citizen and one of the wealthiest art dealers in Europe.  When Nazi Germany invaded the Netherlands in 1940, Mr. Goudstikker fled and left behind his Dutch and Flemish Masters collection, including “Adam” and “Eve.”  The two pieces found their way into Herman Goring’s private collection after a forced “sale” of most of the Goudstikker art collection.

The Goudstikker Family

As if this story were not tragic enough, during his flight from the Nazis, Mr. Goudstikker accidentally fell into the hold of the SS Bodegraven in the English Channel, fatally breaking his neck.  His rights passed to his wife, Desi, and his son, Edo.   In 1996, both Desi and Edo died.

So, Edo’s surviving wife, Marei von Saher, is now the only heir-claimant to the looted assets.

The Trail Of The Looted Collection 

With Germany’s defeat, the United States Army (yes, the Monument Men!) recovered much of the Goudstikker collection, including “Adam” and “Eve.”   However, it was United States policy to return Nazi-looted art to the country of origin, and not to the individual pre-war owners.  The United States felt that the countries of origin were in the best position to adopt fair rules to repatriate Nazi-stolen items to their own citizens.

Judge Walter’s opinion describes at length the applicable statutes enacted by the Dutch government to process the return of Nazi-looted art.  Distilled to their relevant essence the rules were as follows:

  1. The Dutch government fixed July 1, 1951 as a deadline for the filing of restitution claims;
  1. If money was paid by the Nazis for the works, then repatriation was conditioned on the remittance of that sum to the Dutch government. After all, the post-war Dutch treasury needed revenue; and
  1. If art was taken from a claimant in bulk with other items then the Dutch government would only entertain a return of all items. Cherry picking of items to be reclaimed was not permitted.

So, to recover “Adam” and “Eve” the Goudstikkers had to remit the payment made by Goring when he seized the entirety of the Goudstikker collection.   Given post-war deprivation suffered by all Europeans, this payment was a stretch.  In 2001, the Dutch government conceded with 20/20 hindsight that its handling of post-war restitution claims was “legalistic, bureaucratic, cold and often even callous.”

But back in 1951, the Goudstikkers could not make the payment necessary to redeem the collection stolen by Goring.  They had to allow the claim deadline to pass.  In 1952, the Goudstikkers made a separate settlement with Dutch authorities for other assets stolen by a different Nazi official, but the Goring-looted “Adam” and “Eve” remained beyond their financial reach.

Once the Goudstikkers “waived” their restitution claim, the Dutch government transferred “Adam” and “Eve” to its national art collection.  In 1966, “Adam” and “Eve” were sold by private sale to George Stroganoff-Scherbatoff.  In 1971, Mr. Stroganoff-Scherbatoff sold the pieces to Norton Simon.

This last purchaser, Norton Simon, was a world class art collector who, in 1974, selected the Pasadena Museum of Modern Art as a permanent home for his holdings.  Ultimately, Mr. Simon assumed the Museum’s leadership until his death in 1993.   To this day “Adam” and “Eve” remain part of the Museum’s permanent collection (the Museum having been renamed the Norton Simon Museum of Art at Pasadena) and the pieces have been on public display for many years.

Litigation Starts

In 2007, Ms. von Saher sued the Museum in California to recover “Adam” and “Eve,” challenging the Dutch post-war repatriation process.

Marei von Saher with two restituted Goudstikker works

Marei von Saher with two restituted Goudstikker works

And so the battle lines were drawn:  On the defendant side is the well-regarded Norton Simon Museum whose benefactor purchased two famous works of art having a sterling provenance, that is, only one step removed from Dutch government ownership. Strong ties have developed between the pieces and the surrounding California community.

On the plaintiff side is a claimant who presents a compelling and largely uncontested story of Holocaust seizure, loss and Dutch governmental over-reach.  Jerry Brown, when Attorney General of California, supported Ms. von Saher with “Friend of the Court” briefs.

Who wins?

The Ruling

The Court awarded this round, and “Adam” and “Eve,” to the Norton Simon Museum.

The Court decided that the Goudstikkers voluntarily elected not to comply with the Dutch government’s repatriation rules.  As a result, title to the works passed to the Dutch government.

Agree or disagree with the heavy-handedness of the Netherlands’ actions in 1951, the Court drew upon the Act of State Doctrine and stated that “… absent a treaty, executive agreement, or other pact, the Allies’ postwar restitution policy cannot be binding on a sovereign state such as the Netherlands….”  In other words, a sovereign state is free to set its own rules.  Countries do not have the authority to countermand the internal laws of another state.

We’ve previously posted about the Act of State Doctrine when US Courts refused to reverse the 1918 USSR seizure of a Van Gogh and a Cézanne from an ancestor of Pierre Konowaloff ( see: Stolen Art Becomes Stalin’s Art)  The dismissal of that case, and the Soviet seizure, has been sustained on appeal since the date of our post.

Marei von Saher has promised an appeal of Judge Walter’s decision.   That’s to be expected because this case has already been twice dismissed by Judge Walter only to be reinstated each time on appeal.  However, with the adverse track record established against Act of State Doctrine claimants by the Konowaloff case, challenges remain for Ms. von Saher.

Stay tuned.

 

August 30, 2016

(Marei von Saher v. Norton Simon Museum of Art At Pasadena; CV-07-2886-JFW;  USDC, Central District of California; August 9, 2016)